AI Flows Built for Financial Services Operations
Secure, auditable, and compliance-ready — pre-built workflows designed for the regulatory demands and operational complexity of banking, wealth management, and financial operations.
Book a Discovery CallThe Reality of AI in Regulated Finance
"Regulators don't accept 'the AI did it' as an answer"
SOX, PCI-DSS, GLBA — every action your AI takes needs a complete audit trail. Black-box AI isn't just risky, it's a compliance violation.
"Sensitive data is everywhere, and one leak is catastrophic"
Customer PII, account numbers, transaction data — your AI agents need PII redaction, role-based access, and data governance built in, not bolted on.
"Fraud detection generates thousands of alerts a day"
Your compliance team is drowning in alerts, most of which are false positives. Manual triage is slow, expensive, and burns out your best people.
"Client communications take forever to personalize"
Portfolio reviews, regulatory disclosures, onboarding packages — your client-facing teams spend hours assembling documents that follow the same patterns every time.
Pre-Built Flows for Financial Services
Deploy compliance-ready AI workflows purpose-built for banking, wealth management, and financial operations.
Compliance Alert Triage
Parse and prioritize fraud, AML, and compliance alerts. Classify by risk severity, deduplicate, enrich with customer context, and route to the appropriate compliance officer.
Splunk
ServiceNow
Salesforce
Teams
KYC & Onboarding Automation
Guide new client onboarding — document collection, identity verification, risk scoring, and account setup — with full audit trails.
Salesforce
Okta
Document Management
Email
Client Communication Agent
Auto-generate personalized client communications from CRM data and templates, with compliance review built into the workflow.
Salesforce
Email
Document Management
IT Incident Response for Trading Systems
Priority-aware alert triage for trading platforms and financial systems. Classify by market-hours impact, auto-escalate critical issues.
ServiceNow
Splunk
PagerDuty
Teams
Sensitive Data Access Monitor
Continuously audit who accessed what data, when, and why. Flag anomalous access patterns and privilege escalations. Generate SOX-ready audit reports.
Okta
Active Directory
Splunk
ServiceNow
Regulatory Report Assembly
Pull data from across systems to auto-assemble periodic regulatory filings and risk reports. Flag missing data and exceptions.
Salesforce
SAP
ServiceNow
SharePoint
L1 Financial Help Desk
Handle routine internal IT support with strict PII handling and full audit logging.
ServiceNow
Okta
Teams
Slack
How It Works
Connect
We integrate with your existing financial systems via API
Activate
Deploy pre-built flows tailored to financial services operations
Optimize
Monitor, tune, and expand your AI workforce over time
Integrations
ServiceNow
Splunk
Salesforce
Okta
PagerDuty
Microsoft Teams
Slack
Why SectorFlow for Financial Services
Security Architecture, Not Add-ons
PII redaction, audit trails, and RBAC are architectural — not features bolted on after the fact.
Regulation-Ready from Day One
Pre-built for regulated environments: SOX, PCI-DSS, GLBA compliance baked into every flow.
Enterprise Operations Pedigree
13 years of enterprise operations experience in a Fortune 200 regulated environment.
Case Snapshot
A mid-market financial services firm deployed pre-built flows for compliance alert triage and KYC onboarding automation. The platform reduced false-positive alert review time significantly, automated document collection for new client onboarding, and generated audit-ready compliance logs for every agent action — giving their compliance team confidence in the AI's governance posture.